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Futuring European industry: assessing the ManuFuture road towards EU re-industrialization

Abstract

Industry is the backbone of the European economy—producing 80% of Europe’s exports, accounting for 80% of private Research, Technology Development and Innovation (RTDI) expenditures, and providing more than 30 million jobs with additional 70 million in related sectors. Thus, the manufacturing sector plays a vital role in fostering economic growth and social welfare across Europe, and it has the potential to provide innovative solutions for the grand societal challenges. However, European Industry’s share of added value has substantially decreased during the last decades. Against this backdrop, the European ManuFuture platform was created in 2003 to provide visions, scenarios as well as RTDI strategies and roadmaps for the re-industrialization of Europe. This article recapitulates the successful Vision 2020 generation and implementation process of the ManuFuture community. Based on a systemic assessment of the multi-actor, multi-governance-level and multi-sector policy approach, success factors are elaborated as guiding principles and framework for the upcoming Vision 2030 process. With reference to currently discussed issues in the European Research and Innovation area such as digitising industry and circular economy, this article concludes with some options to pursue the “ManuFuture Road”.

Introduction

Economic actors have to find their way in an increasingly complex and ever more rapidly changing world of value creation and globally interrelated Research, Technology Development and Innovation (RTDI) activities. For succeeding in the ‘competition for the future’ [18], it is crucial for them to have a clear idea of upcoming developments and a group of trusted companions on their way into the future. Thus, sustainable economic success strongly relies on effectively gathering strategic intelligence (SI) as well as on strategic decision-making on and alignment of future-oriented RTDI investments and activities at multiple levels, from business to networks to political governance level [30].

Against this backdrop, ‘futuring’Footnote 1 activities can help ‘future-proofed’ decision-making and guiding communities and organisations to jointly realise common visions of the future. Taking into account specific quality criteria, which have been developed for Futures Research and mapping activities [25, 26], helps unleashing the full potential of such activities and increasing the impact within the socio-technological-economic-political environment. Following a systemic and integrative approach—combining forward- and outward-looking as well as action-planning and action-taking activities along the strategy/policy cycle [6]—substantially contributes to common vision-building and goal-setting, and thus to strategic alignment of RTDI investments and activities in ‘sociotechnical constituencies’ [28]. According to Molina, the integration of technical constituents (processes, machines, software etc.) and social constituents (innovation actors with their specific visions, values, etc.) is the fundamental premise for all technological processes and innovation dynamics. Thus, constituency building can be seen at the core of new ways of value creation in the multi-actor, multi-sector, multi-level innovation ecosystems of the 21st century [4].

Future-oriented decision-making and constituency building is highly relevant for all economic actors and in particular, of great importance in economic sectors with major impact on jobs and growth such as the industry sector for Europe. Industry is the backbone of the European economy, producing 80% of Europe’s exports, accounting for 80% of private RTDI expenditures, and providing more than 30 million jobs with additional 70 million in related sectors. Thus, the manufacturing sector plays a pivotal role in fostering economic growth and social welfare across Europe, and it has the potential to provide innovative solutions for the grand societal challenges. But—enforced by the financial and economic crisis – European Industry’s share of added value has decreased tremendously during the last two decades. Against this backdrop, the European ManuFuture platform – a community of researchers, industrialists and public-private-partnership organizations – provides visions, scenarios as well as RTDI strategies and roadmaps for the re-industrialization of Europe [38].

The aim of this article is to assess the ManuFuture Road towards high-adding-value, knowledge-based competitive sustainable manufacturing in 2020 [23] on the basis of quality criteria for Futures Research in order to draw conclusions for systemic ‘futuring’ activities in general and for the next ManuFuture strategy cycle in particular. The following section explains the need for systemic ‘futuring’ activities in a complex, knowledge-driven environment and introduces specific quality criteria, as they are currently discussed for Future Research and Foresight processes in scientific publications. In section 3, the ManuFuture background is introduced before the ManuFuture Road 2020 is assessed based on the aforementioned quality criteria. In the final section, conclusions are drawn for systemic ‘futuring’ activities in general and for the next ManuFuture strategy cycle in particular. In this regard, some references are made to new paradigms such as Digitising Industry, Circular and Sharing Economy, Open Innovation 2.0 and others, which set the frame for the next ManuFuture Road 2030.

Need for futuring in a complex, knowledge-driven environment

Strategic decision-making and constituency building in a complex environment

The economic environment for doing business and for sustaining business success in a rapidly changing and globalising knowledge economy is getting more and more complex. Company boundaries are blurring and traditional value chains are breaking up, when—enabled and accelerated by advanced ICT solutions—new modes of networked knowledge generation and application emerge and the paradigm of open and collaborative innovation is becoming more and more widespread [14, 29]. In this new world of open and collaborative innovation, multiple actors from various domains interact with each other across multiple levels, organised in a self-referential and ‘fractal’ knowledgeFootnote 2 and innovation architecture.

To develop innovative solutions – in particular for tackling the grand societal challenges of the 21 century, and thus for succeeding in future global markets—actors from industry have to interact and strategically align their RTDI investments with actors from academia and government (Fig. 1). Industry actors rely on cutting-edge technological knowledge, which is mostly generated in globally networked science communities and on public co-investments, e.g. in education and research infrastructure in order to reduce the risks for longer-term investments in complex RTDI processes with their inherent uncertainty. The reciprocal relations between the ‘triple helix’ actors from university, industry and government build the core of each innovation ecosystem [10]. The innovation actors are embedded in a media- and culture-based system, including the broader public and civil society, as well as in the natural environment of society and economy. The natural environment provides on the one hand important resources for economic activities and poses on the other hand grand challenges to global society, which are a key driver of innovation in a ‘quintuple helix’ innovation ecosystem [5].

Fig. 1
figure 1

Strategic alignment of investments in a ‘quintuple helix’ innovation system (Source: extended illustration based on [3])

In the context of the shifting innovation paradigm from ‘closed’ to ‘open’ innovation thinking at the micro level, a more open and systemic understanding of innovation governance emerged at the policy level, too [33]. Striving for better societal impact of public and private RTDI investments, policy-makers increasingly promote public-private partnerships and provide with the grand societal challenges incentives for broad and strategically aligned public and private investments, as priority fields in “new” RTDI programmes and strategies at multiple governance levels (Table 1). Thus, referring to the open innovation approach, an ‘open method of coordination’ has been adopted for orchestrated investment strategies in the European Research Area (ERA).

Table 1 Multiple governance levels with RTDI programmes and strategies in the European Research Area (source: [30])

Against this backdrop, strategic intelligence (SI)Footnote 3 is needed at multiple levels to strategically align RTDI-related investment decisions in the broad innovation landscape. Strategic alignment primarily means mutually communicating and translating visions of future developments and strategic targets between ‘triple-helix’ innovation actors in order to provide each stakeholder with the appropriate ‘frame’ for the strategic decisions-making in his specific context [35]. In the following it will be explained, how ‘futuring’ activities can support strategic decision-making and constituency building for collective actions and orchestrated RTDI investments in a complex and knowledge-driven environment.

Futuring to support strategic decision-making and constituency building

Edward Cornish – former president of the World Future Society and editor of the magazine The Futurist – described 2004 in his book entitled ‘Futuring: The Exploration of the Future’ with the term ‘futuring’ a pragmatic approach to “understand possible future developments, make better decisions, develop worthwhile goals, and find the means to achieve them” [7]. According to Cornish, ‘futuring’ can help “guide communities and organisations to a successful future” in the sense of guiding synchronised actions on a common road towards an aspired vision of the future, which is broadly shared in the community. Thus, ‘futuring’ activities can contribute not only to strategic decision-making but also to constituency building, if the respective social constituents (innovation actors with their specific visions, values, etc.) are involved right from the beginning. In this regard, ‘futuring’ activities follow a participatory, systemic and integrative approach, combining SI tools such as Foresight, impact assessment, roadmapping etc. along the policy cycle (Fig. 2) with:

Fig. 2
figure 2

Strategic intelligence tools along the policy cycle (Source: based on [6])

  • Outward-looking activities to identify appropriate innovation actors as well as stakeholders influencing the relevant framework conditions in the broader innovation ecosystem;

  • Forward-looking activities to identify emerging needs and to develop joint visions and attractive common goals motivating all relevant stakeholders to join their forces and following aligned longer-term investment strategies;

  • Priority-setting and action-planning activities, complementing forward- and outward-looking activities at multiple levels, to transform joint visions into strategically aligned actions from micro-level business development to macro-level governance of innovation ecosystems.

Accordingly, ‘futuring’ helps strategically aligning decision-making of multiple actors from multiple sectors at multiple levels by common vision-building (perception-alignment) and goal-setting (goal-alignment), and thus contributes to effective constituency building leading to optimised impact of orchestrated RTDI investments.

To ensure an effective process and a broad impact of ‘futuring’ activities, specific quality criteria are currently discussed in the scientific literature [25]. In the following, some of these quality criteria are outlined from a practical and impact-oriented point of view.

Quality criteria for futuring activities

Kuusi et al. [25, 26] recently developed quality criteria for Futures Research and futures mapping activities. They use a pragmatic understanding of validity criteria and distinguish internal validity of the process from external validity of the results.

The internal validity of ‘futuring activities refers to the sound use of methods and tools and a well-organized, action-oriented process contributing to the ‘shaping of the future’. With reference to the European Forum on Forward Looking Activities [13], which recommends for all forward-looking processes the integration of strategic intelligence and sense-making activities along the policy cycle, Kuusi et. al [25] propose to clearly determine the objective, the scope and type of activity, the appropriate set of methods as well as the intended outcomes of the ‘futuring’ activity right from the beginning. In accordance with supplemental findings on quality criteria for implementing systemic Foresight activities in practice [25, 31], following main quality criteria for internal validity of ‘futuring’ activities can be summarised from a practical point of view:

  • Goal and stakeholder oriented design of the ‘futuring’ initiative (well-defined scope with focus on the relevant actors and their specific objectives);

  • Systemic and participatory approach with broad stakeholder involvement and engagement in the ‘futuring’ process;

  • Integrative approach with appropriate combination of strategic intelligence and sense-making activities and a proper use of SI tools along the policy cycle;

  • Action and impact oriented process with focus on implementing the jointly developed “futuring” results.

The external validity of “futuring” activities refers to the results, if they are evidence-based (supported by facts, observations and established theories concerning the relevant causal processes) and in particular, if relevant actors are able to understand and to use the results [25]. The latter criterion directly refers to the impact of the ‘futuring’ process and results. From a pragmatic point of view, the impact can be seen as the main criterion for assessing ‘futuring’ activities, as their primary aim is to shape the future. Thus, from a practical and impact-oriented perspective [1], the more impact a ‘futuring’ process has achieved in the socio-technological-economic-political environment, the more successful it has been. In other words, effective ‘futuring’ activities substantially contribute to strategic decision-making and constituency building at multiple levels—from macro-level governance of innovation ecosystems, to meso-level value chains and networks, to micro-level innovation actors.

In the following the ManuFuture Vision 2020 generation and implementation will be introduced, before the ManuFuture Road 2020 will be assessed based on the aforementioned quality criteria from a practical and impact-oriented point of view.

Assessing the ManuFuture road: vision 2020 generation and implementation

The ManuFuture road towards competitive and sustainable manufacturing

At the turn of the third millennium, rising public awareness of upcoming economic, social, environmental and technological challenges of the 21st century brought the issues of sustainability, and in this context, of manufacturing as a key enabler for sustainable development, high on political agendas. The rising political awareness of the relevance of competitive sustainable manufacturing at world level and the tremendously decreasing industry’s share of added value in Europe led to various initiatives at EU level. The European Commission promoted and supported a bundle of activities concerned with the future of manufacturing comprising:

  • The projects “Future of Manufacturing in Europe 2015–2020—The Challenge for Sustainable Development (FuTMan)” and “Manufacturing Visions—Integrating diverse perspectives into Pan-European Foresight (MANVIS)”;

  • The work of an expert group, followed by the first ManuFuture Conference in 2003, initiating a series of annual ManuFuture Conferences;

  • The launch of the European Technology Plattform ManuFuture in 2004 as industry-led initiative to promote strategically aligned RTDI investments of multiple actors in multiple sectors across multiple levels.

Based on first results achieved by the expert group and discussed at the first ManuFuture Conference in 2003, a High Level Group of European executives from research organisations and industry—invited by the European Commission – developed a shared vision of the way ahead for EU manufacturing in 2004 [11]. This vision-building process has been utilising the results of the FuTMan project (scenarios on future manufacturing patterns and detailed case studies on selected sectors and crosscutting themes; cf. Geyer et al. [16]) and the EUREKA Factory project Informan (comparative analysis of Foresight studies), and has been accompanied by the MANVIS project, which launched a pan-European Delphi survey on manufacturing issues.

The outcome of the vision-building process, the ManuFuture Vision 2020 of “high-adding-value and knowledge-based competitive sustainable manufacturing (CSM)” has been proposed as European response to the key issues challenging manufacturing such as globalisation, climate change, ageing population, public health, poverty and social exclusion, loss of biodiversity, increasing waste volumes, soil loss etc. [21]. In order to promote the paradigm shift from cost-oriented manufacturing to high-adding-value and knowledge-based competitive sustainable manufacturing as well as to contribute to the “European Technological and Industrial Revolution for competitiveness and sustainability of manufacturing” [24], the ManuFuture initiative—officially launched as a European Technology Platform in 2004 – developed:

  • A circular process of SI generation, diffusion, adoption and use along the policy cycle with specific Foresight, roadmapping, implementation and monitoring phases (Fig. 5):

  • A reference model for proactive action, highlighting the relevance of a systemic multi-actor, multi-sector and multi-level approach for optimized impact of the ManuFuture initiative (Fig. 3).

    Fig. 3
    figure 3

    ManuFuture reference model for basic activities and pilot actions (Source: [20])

According to both, the circular SI process and the ManuFuture reference model, a Strategic Research Agenda (SRA, with five priority pillars)Footnote 4 has been developed in 2005, and sectorial as well as trans-sectorial Roadmaps (with more than 300 defined actions, nearly 80% of them with relevance for all industrial sectors) has been derived in 2006 [37]. From then on, the implementation phase started with the foundation of national and regional ManuFuture platforms and with collective actions funded by national programmes as well as the 7th EU Framework Programme for Research (FP7). During the financial and economic crisis, the contractual Public-Private Partnership for Factories of the Future (cPPP FoF) was launched under the European Economic Recovery Plan in 2008 with the aim to enable a more sustainable and more competitive European industry at the centre of Europe’s economy – generating growth and securing jobs. To shape, promote and support the implementation of the cPPP FoF – and representing the private side of the PPP – the ManuFuture initiative jointly developed with key industrial associations the industry-driven European Factories of the Future Research Association (EFFRA).

In the following, the ManuFuture Road and in particular the vision and constituency building process as well as the impact on the broad socio-technological-economic-political environment will be assessed by the quality criteria for ‘futuring’ activities introduced in section 2.

Assessing the ManuFuture vision and constituency building process

With regard to the quality criteria of goal and stakeholder oriented design, the ManuFuture initiative set from the beginning a clear overall objective, namely to pursue high-adding-value and knowledge-based competitive sustainable manufacturing (CSM), involving the stakeholders from public authorities and financial institutions, to industry, university and research centres. Thus, ManuFuture explicitly followed a ‘triple helix’ approach to provide the actors from industry, academia and public administration (PA) with strategic intelligence (SI) and a common vision as guiding ‘polar star’ for their respective RTDI activities and investments (Fig. 3).

The ManuFuture reference model explicitly refers to the actor’s domains in which they interact (global markets for industry, global RTDI landscape for academia and framework-setting context for public administration), including the broader economic, societal, technological and environmental context. Accordingly, the ManuFuture initiative aimed at transforming and streamlining activities in all three domains with specific focus on the European Manufacturing Innovation and Research Area (EMIRA) as multi-level domain, where activities along the ‘knowledge triangle’ education – research – innovation (E&RTD&I) are carried out in concerted efforts by all triple helix actors. With the aim to develop the EMIRA as a specific manufacturing-dedicated component of the European Research Area (ERA) – as a basis for sustainable business success on global markets – ManuFuture obviously followed a systemic approach of strategic decision-making and constituency-building in a complex environment.

According to the ManuFuture reference model, the ManuFuture process followed a systemic and participatory approach with broad stakeholder involvement and engagement. About 50 high-level executives and experts from research organisations and industry have been involved in the ManuFuture Vision 2020 generation, presenting and discussing the results with a broad audience in the first ManuFuture Conference in 2003. 70+ members of the high-level and support group and of various working groups with representatives from national ManuFuture initiatives and other European Technological Platforms and initiatives have developed the subsequent Strategic Research Agenda (SRA) (ManuFuture, 2006). Within the ManuFuture Vision 2020 and SRA generation process, reference has been made to discussions in the scientific world (e.g. in the International Academy for Production Engineering CIRP [22]) as well as to official policy strategies (e.g. the Lisbon Strategy for Growth and Jobs and the related communication Towards a European Research Area).

A broad stakeholder involvement has been achieved with the online Delphi survey of the MANVIS project, where over 3.000 experts from all-over Europe have been involved [2, 19]. The implementation of the SRA with its five priority fields for collective action consequently followed a multi-level approach (Fig. 4). To involve the largest possible number of stakeholders, national and regional ManuFuture platforms have been launched in nearly all European member states. These platforms have been mobilising partners, particularly from industry and especially SMEs, facilitating dissemination and demonstration activities, promoting complementary initiatives and attracting private and public funds at national and regional level. With regard to the achieved impact at multiple governance levels – as described below (Table 2), the national and regional platforms can be seen as a key success factor for the broad implementation of the ManuFuture Road across Europe. They mobilised national and regional authorities and influenced the creation of national and regional funding programmes, complementary and strategically aligned with the European programmes.

Fig. 4
figure 4

Multi-level approach fo European Manufacturing Innovation and Research Area (Source: [20])

Table 2 ManuFuture activities and impact on multiple governance levels

ManuFuture followed an integrative approach with appropriate combination of strategic intelligence and sense-making activities and a proper use of SI tools along the policy cycle. The developed circular SI process encompasses four complementary activities along the policy cycle (Fig. 5):

Fig. 5
figure 5

The SI Life Cycle within the ManuFuture Framework (Source: [22])

  • Foresight, enabling well-informed decision making on future investments (mainly related to macro-level policy-making);

  • Roadmapping, developing priority areas and fields for collective actions (mainly operating on meso-level and related to new ways of value creation and changing the production and consumption paradigms);

  • Implementation with concrete, orchestrated actions of ‘triple helix’ actors (mainly related to micro-level and related to concrete interventions and actions e.g. for new products/services, processes and business models);

  • Monitoring, assessing and evaluating the innovation process towards CSM.

In this context, the generation of SI and its broad diffusion to the largest possible number of stakeholders played an important role in order to facilitate the broad adaption and use of it in concerted efforts along the ‘knowledge triangle’ education – research – innovation across Europe.

From the outset, the ManuFuture initiative aimed at transforming the European industry and manufacturing-related RTDI system and thus followed an action and impact oriented process with focus on implementing the jointly developed results. The produced documents (Vision 2020, SRA, etc.) have not been produced as an end in itself but as a means to stimulate and strategically align future-oriented RTDI activities and longer-term investments from multiple actors in multiple sectors and across multiple levels. (e.g. supported by the 7th EU Framework Programme for Research as well as national and regional programs). In the following, the ManuFuture impact on the various levels of the socio-technological-economic-political environment will be described in more detail.

Assessing the impact on the socio-technological-economic-political environment

The ManuFuture Road generated impact on all levels, from macro-level governance of innovation ecosystems, to meso-level paradigm shifts in value creation, to micro-level RTDI activities of single actors.

With regard to macro-level governance of the European manufacturing related research and innovation area, ManuFuture achieved impact on multiple governance levels (Table 2). At European level, the contractual Public-Private Partnership for Factories of the Future (cPPP FoF) was launched in 2008 with the aim to enable a more sustainable and more competitive European industry at the centre of Europe’s economy – generating growth and securing jobs. The ManuFuture initiative jointly developed with key industrial associations the industry-driven European Factories of the Future Research Association (EFFRA) to represent the private side of the PPP and to shape, promote and support the implementation of the FoF program. Thus, EFFRA developed the multi-annual roadmaps 2010–2013 (for FP7-funded FoF-projects with an indicated overall budget of 1.2 billion EUR) and 2014–2020 (for Horizon 2020 funded projects with an indicated overall budget of 7 billion EUR). According to official EFFRA information,Footnote 5 through this partnership 200+ projects have been already launched with the participation of over 1200 organisations from across Europe.

At national and regional level, about 30 ManuFuture activities have been launched with direct impact on national and regional funding programs.Footnote 6 For example, in Germany, ManuFuture.DE prepared the ground for the upcoming Industry 4.0 platform and ManuFuture.BWFootnote 7 was funded in 2009 with the aim to launch a national ‘leading-edge cluster’ as advanced engineering platform for production. The ManuFuture idea expanded in several European regional research and innovation strategies for smart specialisation (RIS3) leading also to the idea of a trans-regional smart specialization platform for Advanced Manufacturing within the Vanguard Initiative.Footnote 8

At micro-level of innovation actors, the ManuFuture Road influenced strategic investments e.g. in CSM-related products/services, processes and business models. The ManuFuture vision building and strategy processes inspired companies such as Festo, a leading worldwide supplier of automation technology located with its headquarters in the Baden-Württemberg region, to develop ManuFuture-related RTDI roadmaps. For example, Festo developed market and customer-oriented ‘pictures of tomorrow’ with tangible goals for Corporate Research and Technology and specific roadmaps that describe the projects on the path to achieve the goals. In line with these roadmaps and in accordance with privately financed projects, Festo invested in publicly co-funded FoF-projects such as EMC2-Factory (clean and competitive factory),Footnote 9 Robust-Planet (shock-robust design of plants and supply chain networks),Footnote 10 LOCOBOT (low cost robot co-workers),Footnote 11 SO SMART (socially sustainable manufacturing for the factories of the future)Footnote 12 as well as in many FoF-related joint projects.

The new RTDI strategies and programs at macro-level and the corresponding actions at micro level stimulated new ways of value creation and paradigm shifts also at the meso level. Beyond the FoF-project consortia with the participation of over 1200 organisations and the aforementioned regional and trans-regional networks and activities, another impact can be seen in the fact that the European Institute of Innovation and TechnologyFootnote 13 picked up the ManuFuture concept of manufacturing-related knowledge and innovation communities across Europe.. New ways of seamlessly integrating education, research and innovation activities shall be realised in regional ‘knowledge triangles’ (referring to a new ‘learning and teaching factory’ paradigm) in order to develop competences and skills needed to promote and support future perspectives of a high-adding-value and knowledge-based competitive and sustainable manufacturing across Europe.

Limitations of the ManuFuture road assessment

The aim of this paper is to assess the ManuFuture Road from a pragmatic rather than from a philosophical, epistemological point of view [32]. Thus, the preceding assessment of the ManuFuture Vision 2020 generation and implementation process is based on criteria, that have been derived from pragmatic validity criteria currently discussed in scientific literature [25] and that primarily reflect practical experience with facilitating “futuring” activities ‘in the real world’ [15, 31]. However, as the ManuFuture Road approach has been rather unique with regard to its comprehensive multi-actor, multi-sector and multi-governance level approach (e.g. ManuFuture platforms at European, national and regional level), no comparative analysis of comparable ‘futuring’ activities has been included in this paper. Thus, further assessment work is needed to fully apply the comparative analysis of ‘futures mapping processes’ as suggested by Kuusi et al.[25, 26, 36].

The assessment of the ManuFuture Road is primarily based on information given in publications [22, 23], available documents [11, 27] and on websites (e.g. from ManuFuture or EFFRA). Thus, the analysis of internal and external validity criteria mainly relies on the specified description of the ManuFuture approach, reference model, process and results rather than on structured interviews with participants. However, the general findings of this assessment have been approved in personal conversations with several participants of the described process. Some of the involved people confirmed, that the ManuFuture Road has been seen as a ‘master’ for all experts and people, who has been in charge of RTDI in enterprises, research organisations and governmental institutions in European, national and regional industries. The scientific verification of this statement would have gone beyond the scope of this paper.

Conclusions and implications for ManuFuture vision 2030 generation and implementation

This article aimed at assessing the ManuFuture Road towards EU Re-Industrialisation based on pragmatic quality criteria for Futures Research in order to draw conclusions for effective ‘futuring’ activities in general and for the next ManuFuture strategy cycle in particular. The article has described the need for strategic decision-making and constituency building in a complex and knowledge-driven socio-technological-economic-political environment. To meet this need, it has introduced ‘futuring’ as a pragmatic way to explore future developments in order to make better, “future-proofed”, decisions and to strategically guide communities and organisations to jointly realise a common vision of the future [7]. Quality criteria for effective ‘futuring’ activities have been introduced with specific reference to internal and external validity of the ‘futuring’ processes and results [25, 26]. Whereas internal validity refers to well-structured processes, tailored to the stakeholder needs and objectives, and a sound methodological approach, integrating strategic intelligence and sense-making activities along the policy cycle, external validity mainly refers to the evidence-based results and in particular to the impact in the broad socio-technological-economic-political environment.

Based on practical experience with implementing systemic Foresight activities [15, 31], following main quality criteria for internal validity of futuring activities have been summarised:

  • Goal and stakeholder oriented design of the ‘futuring’ initiative (well-defined scope with focus on the relevant actors and their specific objectives);

  • Systemic and participatory approach with broad stakeholder involvement and engagement in the ‘futuring’ process;

  • Integrative approach with appropriate combination of Strategic Intelligence (SI) and sense-making activities and a proper use of SI tools along the policy cycle;

  • Action and impact oriented process with focus on implementing the jointly developed ‘futuring’ results.

The ultimate aim of ‘futuring’ activities is to shape the future towards an aspired, broadly in the community shared, future scenario [17]. Thus, the impact of the ‘futuring’ process and results has been described as the main criterion for external validity of such activities. From a practical and impact-oriented perspective [1], the more impact a ‘futuring’ process has achieved in the socio-technological-economic-political environment the more successful it has been. Effective ‘futuring’ activities substantially contribute to strategic decision-making and constituency building at multiple levels – from macro-level governance of innovation ecosystems, to meso-level value chains and networks, to micro-level innovation actors.

With regard to the criteria for internal validity, the assessment of the ManuFuture vision and constituency building process has shown:

  • A reference model which clearly describes the goal of the process (pursuing competitive sustainable manufacturing) and the stakeholder involvement from ‘triple helix’ innovation actors right from the beginning;

  • Broad stakeholder involvement and engagement with e.g. about 50 high-level executives and experts involved in drafting the ManuFuture 2020 Vision and about 3.000 experts involved in the online Delphi survey of the MANVIS project;

  • Appropriate combination of SI and sense-making activities in a circular process of SI generation, diffusion, adoption and use along the policy cycle with specific Foresight, roadmapping, implementation and monitoring phases;

  • An action and impact oriented approach with focus on implementing the jointly developed results e.g. supported by the 7th EU Framework Programme for Research as well as national and regional programs.

With regard to impact as the main criterion for external validity, the assessment of the ManuFuture’s vision 2020 and the subsequent strategic research agenda and roadmaps has shown impact on multiple innovation actors from various sectors at multiple levels. Along the ManuFuture Road, e.g. the European Factories-of-the-Future research program has been established, the German Industry 4.0 idea has been inspired and related strategy processes in manufacturing companies as well as in their business environment have been initiated. In conclusion, the ManuFuture Road represents an ideal systemic multi-actor, multi-sector and multi-level approach:

  • Multi-actor: stakeholders from public authorities and financial institutions, to industry, universities and research organisations have been involved and affected;

  • Multi-sector: 23 industrial sectors and various political “sectors” along the knowledge triangle education – research – innovation have been addressed;

  • Multi-level: supported and coordinated European, national and regional programmes and initiatives, contributed to the European manufacturing-related research and innovation area and the related national/regional innovation systems.

The ManuFuture Vision 2020 generation and implementation process sets the frame and depicts the ambition as well as the challenge for the upcoming vision building process with the time horizon of 2030 and beyond [38].Footnote 14 This upcoming scenario and vision building process with the aim to create a new vision 2030 for a smart, clean and human-centered EU industry should be adaptive to the various stakeholders’ needs and objectives like the ManuFuture 2020 process in the past. Furthermore, the vision 2030 process has to be at least so effective, considering the more and more complex, knowledge-based, dynamic and globalizing innovation landscape. New paradigms such as Open Innovation 2.0 [8], which refers to the shared value creation process in the quadruple or quintuple helix innovation model, the digitising industry [12] and the circular economy [9] are currently discussed as important drivers for radical changes in the European Research and Innovation Area.

The increasing digitisation (Industry 4.0) of the whole economy will lead to more intelligent (in terms of more IT-based) and more networked manufacturing in new emerging production ecosystems, breaking up traditional value chains. The same is true for the circular economy approach, which is pushed forward by policy makers and pioneer companies in the view of pressing challenges such as climate change, increasing pollution and shortening of ecological resources as well as by the younger generation with changing consumption patterns more conducive to sharing instead of possessing products.

Thus, the ecosystem approach has to be in the centre of the upcoming vision and constituency building process, integrating all relevant relations of the quintuple helix model, and broadening the scope with manufacturing as key enabling function in a highly networked, digitizing and circular economy of the future. It is imperative to take into account all relevant stakeholders in a systemic approach, affecting the whole ecosystem of added-value manufacturing, and therefore contributing to sustainable growth and social welfare in Europe and beyond.

Notes

  1. Cornish [7] introduced ‘futuring’ as the art and science of exploring the future

  2. With reference to chaos theory, Carayannis and Campbell [4] describe the complex and knowledge-driven environment as “21st century fractal research, education and innovation ecosystem“.

  3. Tübke et al. [34] defined strategic (policy) intelligence as “the set of actions to search, process, diffuse and protect information to make it available to the right person at the right time in order to make the right decisions”

  4. The SRA defined following priority fields for collective action: (a) new, high- added-value products and services; (b) new business models; (c) new manufacturing engineering; (d) emerging manufacturing science and technologies; (e) transformation of existing RTD and educational infrastructures to support world-class manufacturing, fostering researcher mobility, multidisciplinary and lifelong learning [27].

  5. www.effra.eu, accessed 5 October 2016

  6. www.manufuture.org, accessed 5 October 2016

  7. www.manufuture-bw.de, accessed 5 October 2016

  8. www.s3vanguardinitiative.eu, accessed 5 October 2016

  9. www.emc2-factory.eu, accessed 5 October 2016

  10. www.robustplanet.eu, accessed 5 October 2016

  11. www.locobot.eu, accessed 5 October 2016

  12. www.chalmers.se/hosted/sosmart-en, accessed 5 October 2016

  13. www.eit.europa.eu, accessed 5 October 2016

  14. The European Commission supports the 2030 scenario and vision building process with the FUTURING project that is funded under the European Union’s Horizon 2020 research and innovation programme (grant agreement No 723633).

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Sautter, B. Futuring European industry: assessing the ManuFuture road towards EU re-industrialization. Eur J Futures Res 4, 25 (2016). https://doi.org/10.1007/s40309-016-0100-6

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